Nikko Cordial Securities Inc.

Japanese



		On October 1, 2009, we have succeeded all the operations of former Nikko Cordial Securities Inc., part of operations of Nikko Citigroup Limited (current Citigroup Global Markets Japan Inc.) and other assets by means of corporate demerger and started operations anew as “Nikko Cordial Securities Inc.” The information prior to September 30, 2009 is the data announced by the former Nikko Cordial Securities Inc. * Part of the information was announced by the parent company of the former Nikko Cordial Securities Inc.

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2010/3/11		Personnel Changes
2010/3/11		Personnel Changes
2010/3/8		Management Changes
2010/3/8		Organizational Changes
2010/1/12		Organizational Changes
2009/12/28		Organizational Changes and Retirement of Statutory Auditor
2009/12/14		Organizational Changes
2009/11/9		Organizational Changes
2009/10/26		Personnel Changes
2009/10/13		Organizational Changes
2009/10/01		Sumitomo Mitsui Banking Corporation’s Acquisition of Nikko Cordial Securities Inc. as its Wholly-Owned Subsidiary, Commencement of Operation by Nikko Cordial Securities Inc. as Securities and Investment Banking Company, and Establishment of Business Cooperation between Both Companies
2009/09/18		New Appointments
2009/08/27		General Managers of New Company
2009/08/27		Personnel Changes
2009/08/24		Corporate Organization and Executive Structure of New Company
2009/08/24		Organizational Changes
2009/05/01		(Reference:Citigroup's Press Release) Citi to Sell Nikko Cordial Securities to Sumitomo Mitsui Banking Corporation and to Forge Alliance with Sumitomo Mitsui Financial Group
2009/03/09		Revision of Non-Consolidated Financial Summary (JGAAP) for Nikko Cordial Securities Inc.(Nikko Citi Holdings Inc.)
2009/03/05		New Appointments
2009/03/02		Organizational Changes
2009/02/19		Revision of Non-Consolidated Financial Summary (JGAAP) and Financial Highlights of three companies and Operational Information (JGAAP) (Nikko Citi Holdings Inc.)
2009/01/20		Branch Consolidation
2009/01/13		New Appointments
2008/12/22		Organizational Change
2008/12/15		New Appointments
2008/12/12		(Reference:Nikko Citi Holdings' Press Release) Citi Announces Delay in Plan to Merge Japanese Securities Subsidiaries Plans Further Integration in Institutional Securities Businesses
2008/12/11		New Appointments
2008/12/02		(Reference:Nikko Citi Holdings' Press Release) Regarding Recent Media Reports on Citi in Japan
2008/11/27		Organizational Changes
2008/11/26		Nikko Cordial Securities Call Center Business Awarded COPC-2000® Certification The First in Domestic Banking and Securities Sector
2008/09/30		Citi postpones retail securities offering
2008/08/29		Nikko Cordial Securities to Roll-Out Direct Course (Nickname: Nikko Direct)
2008/07/29		Nikko Citi Holdings to Reorganize Cordial Communications Businesses (Nikko Citi Holdings Inc.)
2008/07/16		Transfer of Investment Advisory Business of Global Wrap Service
2008/07/10		Nikko Cordial Securities Inc. holds Nikko: Exciting Family Experience Day 2008
2008/07/07		Nikko Citigroup to establish Institutional Client Coverage Division (Nikko Citi Holdings Inc.)
2008/06/23		Eiji Watanabe named new CEO of Nikko Cordial Securities(Nikko Citi Holdings Inc.)
2008/06/18		Monetary Donation to Victims of 2008 Iwate / Miyagi Inland Earthquake
2008/05/07		Citibank Securities (Japan) Limited and Nikko Cordial Securities Inc. Complete the Integration of their Retail Securities Operations
2008/05/02		Revision of Financial Summary for the Year ended March 31, 2008
2008/03/24		Summary of Remarks by Mikio Kitabayashi (President & CEO) at the Spring 2008 General Managers’ Meeting, Nikko Cordial Securities Inc. (March 22, 2008)
2008/03/13		Notice concerning Establishment of New Branch
2008/02/12		Citibank Securities Japan and Nikko Cordial Securities Agree to Consolidate Retail Securities Businesses
2008/01/10		Notice Concerning Completion of Registration Change Regarding Investment Management Business
2007/12/26		Closure of New Delhi liaison office and transfer of business function to Citibank India
2007/12/10		Transfer of discretionary management business operations concerning Nikko SMA Premier-Port and Nikko Fund Wrap (discretionary)
2007/11/02		Launching Program Trading Information Service for Foreign Exchange Margin Trading (ezFX)
2007/10/11		Nikko Cordial Securities and Citibank joint seminars
2007/10/09		Announcement of Proposed Integration of Retail Securities Businesses of Citi and Nikko Cordial ～Citibank Securities Japan and Nikko Cordial Securities Start Preparation for Business Consolidation～
2007/09/25		Summary of Remarks by Mikio Kitabayashi (President&CEO) at the Fall General Managers’ Meeting, Nikko Cordial Securities Inc.(September 22, 2007)
2007/09/10		Notice concerning Relocation of Branches
2007/09/03		Notice concerning Organizational Changes and Appointments of Executives
2007/09/03		Notice concerning Relocation of Branches
2007/07/30		Notice concerning Relocation of Branches
2007/07/23		Monetary Donation to Victims of 2007 Niigata Chuetsu-oki Earthquake
2007/07/09		Nikko: Exciting Family Experience Day
2007/06/27		Notice concerning Start of Introducing Brokerage Business with The Michinoku Bank, Ltd.
2007/06/25		Notice concerning Relocation of Branches
2007/06/14		Notice concerning Start of Introducing Brokerage Business with Seven Bank, Ltd.
2007/06/14		Notice concerning Alliance in Introducing Brokerage Business between Pocket Card and Nikko Cordial Securities
2007/06/04		Notice concerning Relocation of Branches
2007/05/31		Notice concerning IVR-based Investment Trust NAV per Unit Inquiry Service
2007/05/29		Notice concerning Start of Introducing Brokerage Business with Shikoku Bank
2007/05/28		Notice concerning Completion of Registration as an Investment Adviser
2007/03/26		Summary of Remarks by Mikio Kitabayashi (President & CEO)at the Spring General Managers’ Meeting, Nikko Cordial Securities Inc. (Mar. 24, 2007)
2007/02/14		Change of Directors
2007/01/31		Change of Director of Subsidiary (Nikko Cordial Corporation)
2007/01/09		Change of Director's Duty
2006/12/28		Summary of Keynote Address of Mikio Kitabayashi (President and CEO of Nikko Cordial Securities Inc.)
2006/12/25		Change of Directors
2006/10/05		Launch of a New Nikko SMA Service “Global Port (discretionary)” and Enhanced Management for Promotion of SMA business
2006/07/13		Notice Concerning Equity Acquisitions of Primasia Securities (Taiwan) and Primasia Securities (Hong Kong)
2006/03/27		Summary of Remarks by Junichi Arimura (President & CEO) Meeting of Group Companies, Nikko Cordial Corporation (Mar. 24, 2006) and General Managers' Meeting, Nikko Cordial Securities Inc. (Mar. 25, 2006) Nikko Cordial Corporation's Innovative Management toward its 90th Anniversary
2006/02/20		Change of Directors
2006/02/14		Establishment of a new company Presenting Japan’s first genuine Family Office Services
2006/01/30		Contribution to the Securities Market Infrastructure Improvement Fund
2005/12/08		Statement on Today's Media Reports concerning Erroneous Orders
2005/06/01		Tie-up with Yahoo Japan Corporation in Securities Intermediary Service
2005/05/24		Nikko Cordial Securities and Mizuho Securities jointly arranged privately placed real estate investment fund
2005/04/25		Change of Directors
2005/04/20		Banque Privée Edmond de Rothschild Europe and Nikko Cordial Securities Form Alliance in Japanese Private Banking Business
2005/03/28		Summary of Remarks by Junichi Arimura (President & CEO) Meeting of Group Companies, Nikko Cordial Corporation (Mar. 25, 2005) and General Managers’ Meeting, Nikko Cordial Securities Inc. (Mar. 26, 2005)
2005/02/21		Change in Directors
2005/01/27		Signing of Formal Business Cooperation Agreement between Nikko Cordial Corporation, Nikko Cordial Securities, Mizuho Corporate Bank and Mizuho Securities

2005/01/27

Agreement on Cooperation in Equity Underwriting Business among Nikko Cordial Securities, Nikko Citigroup and Mizuho Securities

2004/12/24

Business Alliance among Nikko Cordial Corporation , Nikko Cordial Securities Inc., Mizuho Corporate Bank, Ltd. and Mizuho Securities Co., Ltd.

2003/09/25		Nikko Cordial Securities and Lawson to Consider Comprehensive Business Alliance
2001/10/01		Transformation into the Holding Company Structure - Re-born as Nikko Cordial Corporation and Nikko Cordial Securities Inc. -
2001/10/01		Nikko Eco Fund Won Good Design Award 2001 - First Award for Financial Products -
2001/10/01		Nikko Cordial Corporation's Web Site and Nikko Cordial Securities Inc.'s Web site are launched.



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